| Kenya: Integrity Scorecard Report > Sub-Category: Civil Service Regulations | ||
| Indicators | Score | |
| 44 | Are there national regulations for the civil service encompassing, at least, the managerial and professional staff? | 100 |
| 45 | Is the law governing the administration and civil service effective? | 64 |
| 46 | Are there regulations addressing conflicts of interest for civil servants? | 39 |
| 47 | Can citizens access the asset disclosure records of senior civil servants? | 0 |
Indicator and sub-Indicator Details
| 44 | Are there national regulations for the civil service encompassing, at least, the managerial and professional staff? | |||||||
| 44a: In law, there are regulations requiring an impartial, independent and fairly managed civil service. | ||||||||
|
||||||||
|
Comments: Chapter VIII of the Constitution provides for the establishment of the Public Service. Section 106 of the chapter establishes a Public Service Commission (PSC) whose 17 commissioners appointed exclusively by the president, and must never have been involved in party politics. Section 107 vests in PSC the power to appoint, confirm and discipline civil servants, a function in which it must "not be subject to the direction or control of any other person or authority (Section 106 (12)). Chapter VIII also provides for the president's appointment of the police commissioner (Section 108), attorney general (Section 109), controller and auditor general (Section 110) and permanent secretaries and diplomats (Section 111). Appointment to the civil service below the level of the permanent secretary is managed by PSC, which declares its vision to be, "a partner in creating a non-partisan Public Service that offers quality service and holds the nation together for socio-economic growth." See [ LINK ] The other service commissions (judicial, police, prisons, etc.) have very similar visions. References: Constitution of Kenya (Chapter VIII, Sections 106, 107, 108, 110, 111).
|
||||||||
| 44b: In law, there are regulations to prevent nepotism, cronyism, and patronage within the civil service. | ||||||||
|
||||||||
|
Comments: Besides the constitutional provisions for an objective public service, Part III (Guiding Provisions for Codes of Conduct and Ethics) of the Public Officers Ethics Act (Cap 203) addresses efficiency and honesty (Section 7), professionalism (Section 8), legality (Section 9), improper enrichment (Section 10), conflict of interest (Section 11), improper fund raising (Section 12), political neutrality (Section 15), nepotism (Section 16), private affairs (Section 19) and sexual harassment (Section 20). With respect to recruitment, the Directorate of Personnel Management's Public Service Recruitment and Training Policy (dated May 2005) declares that recruitment will be "undertaken on the basis of meritocracy and equity..."and that selection will be "transparent, ethical... by a Committee composed of persons with appropriate expertise and of high integrity." See [ LINK ] The Public Service Commission further declares its core values to be: meritocracy, reliability, team spirit, integrity, confidentiality and fairness. References: Constitution of Kenya. Public Officers Ethics Act (Cap 203, Part III, Sections 7, 8, 9, 10, 11, 12, 15, 16, 19, 20). Directorate of Personnel Management's Public Service Recruitment and Training Policy (dated May 2005).\ declares that recruitment will be [ LINK ] The Public Service Commission.
|
||||||||
| 44c: In law, there is an independent redress mechanism for the civil service. | ||||||||
|
||||||||
|
Comments: The Public Service Commission (PSC) deals with grievances of middle- and senior-level officers, while junior officers are handled by departmental bodies. The option of litigation is often beyond the reach of most officers because of the costs involved. PSC will adjudicate disputes between officers and their superiors. Officer grievances may be taken to court by individuals or through the Union of Kenyan Civil Servants. The other service commissions serve the same purposes for the other arms of the government, the judiciary, armed forces, police, teachers, etc. References: Public Service Commission (PSC).
|
||||||||
| 44d: In law, civil servants convicted of corruption are prohibited from future government employment. | ||||||||
|
||||||||
|
Comments: Section 64(1) of the Anti-Corruption and Economic Crimes Act provides that conviction disqualifies an ex-officer from holding an appointed or elected office for 10 years with Subsection 4 providing for names of disqualified persons to be gazetted once a year. References: Anti-Corruption and Economic Crimes Act (Section 64 (1), Subsection 4).
Peer Review Comments: Although Section 64(1) of the Anti-corruption and Economic Crimes Act provides that conviction disqualifies an ex-officer from holding an appointed or elected office for ten years, there are a number of individuals who are voted into Parliament despite House Watchdog Public Investments and Public Accounts Committee recommendations that they be barred from holding any public office. Sources: Parliamentary records, media reports (Daily Nation, Standard, People Daily, Kenya Times).
|
||||||||
| 45 | Is the law governing the administration and civil service effective? | |||||||
| 45a: In practice, civil servants are protected from political interference. | ||||||||
|
||||||||
|
Comments: The constitutional provisions of Chapter VIII giving the exclusive powers to appoint Public Service Commissioners and various top civil servants in a multi-party context not only leaves room for excessive subjectivity, but also manipulation of those in office. Chapter II/Part 2 of the Constitution also empowers the president to appoint cabinet ministers and their assistants under whom civil servants work. Section 24 provides that the president can constitute and abolish offices, make appointments to them and terminate the same, while Section 25 provides that all offices are held at "the pleasure of the president." These gross powers at the top mean that officers with links to the president and his party are likely to be protected while those with links to other centers of power are vulnerable to witch-hunting. A deputy governor of the Central Bank was recently demoted because she queried shady procurements handled by people close to the president. She opted for retirement. References: Constitution of Kenya (Chapter VIII). Constitution of Kenya (Chapter II/Part 2). Constitution of Kenya (Sections 24, 25).
|
||||||||
| 45b: In practice, civil servants are appointed and evaluated according to professional criteria. | ||||||||
|
||||||||
|
Comments: References: After the 2002 defeat of the KANU government, many Kenyans hoped merit would be the keyword in employment during the NARC regime. While initially, this seemed to be the case, it was soon obvious that ethnic and sectarian loyalties had crept back into public appointments. This was most graphically manifest in the stand-offs over sharing cabinet portfolios among PNU and ODM leaders who formed the Grand Coalition born of the debacle that was the 2007 presidential election. But it has also been illustrated in the manner in which key civil service jobs have been shared out. For example, while the official retirement age to which the head of the civil service is subject is 55, he is into his mid-60s and shows no signs of stepping down.
Peer Review Comments: The Grand Coalition Government, signed into existence between President Mwai Kibaki and Prime Minister Raila Odinga in February, demonstrates how the political class shares out top jobs in the civil service to cronies, especially diplomatic missions abroad. Sources: Media reports (Daily Nation, Sunday Nation, Standard, Kenya Times, People Daily, TV reports).
|
||||||||
| 45c: In practice, civil service management actions (e.g. hiring, firing, promotions) are not based on nepotism, cronyism, or patronage. | ||||||||
|
||||||||
|
Comments: References: Nepotism, cronyism and other forms of corruption persist in appointments, promotions, etc., even if their extents might not be a glaring as in the previous Moi regime. The continuing tenure of an exceedingly overage head of civil service is evidence of this and sets the pattern for various other instances of such indiscretions. Such is especially the case with appointments at the very top and the bottom of the service, which are based on political patronage. Appointments among technocrats in the middle of the service are more merit based, even if biases are still discernible. As the government of national unity was formed after 2005, it is obvious that the new arrivals would seek to bring in their own lieutenants to replace those in place.
|
||||||||
| 45d: In practice, civil servants have clear job descriptions. | ||||||||
|
||||||||
|
Comments: Chapter 4 of the Directorate of Personnel Management's "Public Service Recruitment and Training Policy" (May 2005) states that the frameworks for performance management and targets are agreed on to improve productivity. Kenya's public sector performance contracts were launched in 1999 and have since been implemented in much of the public sector, the current debate being whether the judiciary and teaching professions should sign on. References: Directorate of Personnel Management's "Public Service Recruitment and Training Policy" (Chapter 4) (May 2005).
|
||||||||
| 45e: In practice, civil servant bonuses constitute only a small fraction of total pay. | ||||||||
|
||||||||
|
Comments: Section 3.8/71 (iii) of "Pay Policy for the Public Service" (January 2006) provides that "the performance related component of the compensation package will be paid in the form of a performance bonus (based on) well thought out and objectively identified performance indicators." There is no ready evidence of the extent to which such bonuses have been paid, even though performance contracts have been in place for nearly five years. Nonetheless, it is safe to say that such bonuses do not constitute more than 10 percent of neither the total wage bill nor individual take-home pay. References: "Pay Policy for the Public Service" (January 2006) (Section 3.8/71 (iii).
|
||||||||
| 45f: In practice, the government publishes the number of authorized civil service positions along with the number of positions actually filled. | ||||||||
|
||||||||
|
Comments: References: Public service recruitment malpractices into the 1970s led to a cessation of the publication of the annual staff list, which had summarized the full employment details of all civil servants. Currently, a source of such information is the ministerial estimates for personnel emoluments in the printed estimates of the budget, which show authorized and in-place officers. However, civil service censuses have revealed the existence of "ghost workers" beyond provisions. More recently, PSC has undertaken to publish vacancies, interview short lists and the names of successful applicants for some but not all positions. However, there continue to be complaints about transparency in recruitment into the uniformed cadre whose numbers of vacancies and names of successful applicants are not always published.
|
||||||||
| 45g: In practice, the independent redress mechanism for the civil service is effective. | ||||||||
|
||||||||
|
Comments: References: Whether PSC is objective in the case of senior officers it handles depends on the nature of the complaint by or against the officer; but for the junior officers, departmental committees are unlikely to rule for a subordinate staffer (who can easily be transferred elsewhere) against a department head. Given that PSC officers are largely political appointees, officer cases with political under/overtones are unlikely to get an objective hearing. For the junior officers, departmental hearings are largely kangaroo courts without ceremony.
|
||||||||
| 45h: In practice, in the past year, the government has paid civil servants on time. | ||||||||
|
||||||||
|
Comments: References: The timeliness of salary payments has improved from the years when payments to teachers could be as late as three months. However, problems persist among local authorities with narrow revenue bases. Nairobi city council workers often take to the streets in protest despite theirs being the authority with the largest revenue potential. Indeed, the Nairobi mayor declared the need to borrow money in early October (2008) because council revenues could not cover salaries. Timeliness of payments is likely to improve as we move deeper into the performance contract era.
|
||||||||
| 45i: In practice, civil servants convicted of corruption are prohibited from future government employment. | ||||||||
|
||||||||
|
Comments: Section 64 (1) of the Anti-Corruption and Economic Crimes Act (2003) provides that convicted officers must not hold office for at least 10 years, while subsection (3) makes the provision not retrogressive. Since the law came into force, some officers have been affected. However, the government has appeared to be lenient in this respect. For example, two cabinet ministers who were stood down in the Anglo leasing scandal have been reinstated even before the cases against their alleged co-conspirator civil servants have been finalized. This suggests the cases against the civil servants are as good as shelved even if they are unlikely to return to work. Thus it would appear that where allegations are against civil servants alone, then their cases are dealt with expeditiously; but when their alleged misconduct touches politicians, then things become less clear cut. References: Anti-Corruption and Economic Crimes Act (2003) (Section 64 (1)).
Peer Review Comments: The two cabinet ministers who were reinstated were never charged with any criminal offense, leave alone convicted. One of the cases that highlights that aspect is that of a former governor of the Central Bank of Kenya, Dr. Andrew Mulei. Though he enjoys security of tenure, he was suspended immediately after he was charged with a corruption offense (for which he was eventually cleared anyway).
|
||||||||
| 46 | Are there regulations addressing conflicts of interest for civil servants? | |||||||
| 46a: In law, senior members of the civil service are required to file an asset disclosure form. | ||||||||
|
||||||||
|
Comments: Section 26 of the Public Officers Ethics act (Cap 4 of the Laws of Kenya) requires a public officer to "submit to the responsible commission for the public officer a declaration of the income, assets and liabilities of himself, his spouse or spouses and his dependent children under the age of 18 years." References: Public Officers Ethics Act (Section 26) (Cap 4 of the Laws of Kenya).
|
||||||||
| 46b: In law, there are requirements for civil servants to recuse themselves from policy decisions where their personal interests may be affected. | ||||||||
|
||||||||
|
Comments: Section 11 (1) of the Public Officers Ethics Act (2003) requires that public officers avoid conflict between personal interests and official duties. Section 11 (3) requires such an officer to declare such a conflict to his or her superior officer or other appropriate body, and to comply with given directions. Personal interests extend to spouses, relatives, business associates and any body in which the officer has an interest. Section 42 (3) of the Anti-Corruption and Economic Crimes Act also adjudges a public agent guilty of an offense if he or she "knowingly acquires or holds, directly or indirectly, a private interest in any contract, agreement or investment emanating from or connected with the public body." References: Public Officers Ethics Act (2003) (Section 11 (1)). Public Officers Ethics Act (2003) ( Section 11 (3)). Anti-Corruption and Economic Crimes Act (Section 42 (3)).
Peer Review Comments: This declaration of personal interest also applies to debates in Parliament and departmental committees of the House. However, not many Ministers of Parliament (MPs) do this. And when they do, the declaration is merely symbolic. Source: Standing Orders.
|
||||||||
| 46c: In law, there are restrictions for civil servants entering the private sector after leaving the government. | ||||||||
|
||||||||
|
Comments: References: Not only are there no such legal restrictions for civil servants entering the private sector after leaving the government, but serving public officers are allowed to have private sector interests, such as directorships. This freedom arises from a mid-1960s commission of inquiry, The Ndegwa Report, that argued that the cream of newly independent Kenya's educated elite were needed in both sectors. Much of Kenya's rampant corruption is blamed on the report. Indeed, many of the original civil servants who benefited from the provision are the main actors in contemporary politics.
Peer Review Comments: In some cases, civil servants who join the private sector on permanent engagement are required to sign the binding Official Secrets Act that forbids them from disclosing to any unauthorized persons such information they held while in Government office. This requirement lapses after at least three years. Sources:Official Secrets Act, Public Service Regulations.
|
||||||||
| 46d: In law, there are regulations governing gifts and hospitality offered to civil servants. | ||||||||
|
||||||||
|
Comments: Section 10 (2) a, an officer shall not accept gifts or favors from a person with an interest that may be affected by the officer's conduct of duties, or undertakes regulated duties for or has a contractual arrangement with the officer's organization. However, Section 10 (3) allows gifts of ornaments or souvenirs, while subsection (4) exempts gifts given by relatives or friends in cultural occasions. References: Public Officers Ethics Act (2003) (Section 10 (2)). Public Officers Ethics Act (2003) (Section 10 (3)), subsection (4)).
|
||||||||
| 46e: In law, there are requirements for the independent auditing of the asset disclosure forms of senior members of the civil service. | ||||||||
|
||||||||
|
Comments: Section 25 of the Public Officers Ethics Act requires servants to make declarations to respective commissions (of employment). However, Section 29 adjudges such information to be confidential to respective commissions, or to a person authorized by the High Court. References: Public Officers Ethics Act (Sections 25, 29).
Peer Review Comments: Although there are disclosure requirements, such information is kept under lock and key. Source: Media reports (Daily Nation, Standard, People Daily).
|
||||||||
| 46f: In practice, the regulations restricting post-government private sector employment for civil servants are effective. | ||||||||
|
||||||||
|
Comments: References: There are no such regulations. Former civil servants can go into the private sector at will, while many active civil servants have extensive private sector interests, especially because real civil service wages are so modest. Indeed, the private sector often head hunts the cream of the civil service.
|
||||||||
| 46g: In practice, the regulations governing gifts and hospitality offered to civil servants are effective. | ||||||||
|
||||||||
|
Comments: References: As in other arms of the government, regulations governing gifts and hospitality offered to civil servants are effective are impossible to uphold, because the dividing line between gifts, hospitality and bribery is clouded by cultural values. Thus, officers resolving disputes will be entertained by either or both litigants, often to no one's consternation.
|
||||||||
| 46h: In practice, the requirements for civil service recusal from policy decisions affecting personal interests are effective. | ||||||||
|
||||||||
|
Comments: References: While it is common to read of judges removing themselves from cases where there is conflict of interest, there is no publicly accessible documentation of the extent to which this happens in the civil service. On the contrary, there are many overt instances where public officers push the interests of friends and relatives to the front of the queue, such as at police stations, immigration and customs departments, registrars' offices, etc. This is an expectation of the extended family system in Africa.
|
||||||||
| 46i: In practice, civil service asset disclosures are audited. | ||||||||
|
||||||||
|
Comments: References: It is not clear what happens with the asset disclosure forms as their contents remain confidential to the commission to which the declaration was made. To date, a former cabinet minister remains before the courts three years after he challenged his constitutional right not to have to disclose how he acquired his wealth. That this case has taken so long to resolve suggests the government is not in a hurry to resolve it, as it might open a Pandora's box with respect to disclosure requirements.
|
||||||||
| 47 | Can citizens access the asset disclosure records of senior civil servants? | |||||||
| 47a: In law, citizens can access the asset disclosure records of senior civil servants. | ||||||||
|
||||||||
|
Comments: Any commission or its agents are forbidden from receiving wealth/asset declarations and from divulging the contents to anyone other than the provider, their representative or a person identified by a High Court order. Where such information has been acquired contrary to the provisions above, it may not even be disclosed by a third party. This offense is punishable by a fine of up to 2 million shillings (US$30,000), a prison term of up to two years or both. References: Public Officers Ethics Act (Section 29 (1) to (3)).
|
||||||||
| 47b: In practice, citizens can access the asset disclosure records of senior civil servants within a reasonable time period. | ||||||||
|
||||||||
|
Comments: References: The law imposes a heavy fine on anyone accessing such records, meaning that only an adventurous investigative journalist might dare do so. However, some assets of such officers can be tracked through agencies such as the land registry, company registry, etc.
|
||||||||
| 47c: In practice, citizens can access the asset disclosure records of senior civil servants at a reasonable cost. | ||||||||
|
||||||||
|
Comments: References: Since citizens cannot access such information legally, the costs implied are not pertinent.
|
||||||||



